Abstract
We prove that irreducible complex representations of finitely generated nilpotent groups are monomial if and only if they have finite weight, which was conjectured by Parshin. Note that we consider (possibly infinite-dimensional) representations without any topological structure. In addition, we prove that for certain induced representations, irreducibility is implied by Schur irreducibility. Both results are obtained in a more general form for representations over an arbitrary field.
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§ 1. Introduction
It is a classical result that irreducible complex representations of finite nilpotent groups are monomial, that is, are induced by characters of subgroups (see, for example, [1], §8.5, Theorem 16). Kirillov [2] (see also [3], Theorem 5.1) and Dixmier ([4], Théorème 2) independently proved an analogous statement for irreducible unitary representations of connected nilpotent Lie groups.
Later, Brown [5] claimed that irreducible unitary representations of (discrete) finitely generated nilpotent groups are monomial if and only if they have finite weight. Recall that a representation of a group has finite weight if there is a subgroup and a character of such that the vector space is nonzero and finite-dimensional.
In a plenary lecture at the International Congress of Mathematicians in 2010, Parshin [6], §5.4 (i) (see also [7], the conjecture following Definition 3), conjectured that Brown's equivalence holds for all irreducible complex representations of finitely generated nilpotent groups, without any topological structure on representations. In this setting, by a monomial representation one means a finitely induced representation (see Definition 2.11) from a character of a subgroup.
Parshin's conjecture is known to be true in some particular cases. Firstly, a similar argument to finite nilpotent groups shows that all finite-dimensional irreducible complex representations of finitely generated nilpotent groups are monomial (see, for example, [5], Lemma 1 or our Proposition 4.3).
Secondly, for finitely generated abelian groups, the conjecture holds true, because all irreducible representations of such groups are just characters (this follows from a generalization of Schur's lemma; see, for example, [8], Claim 2.11 or our Proposition 3.2). For the next case of finitely generated nilpotent groups of nilpotency class two the conjecture was proved by Arnal and Parshin [7].
Finally, it is easy to show one implication of the conjecture: if an irreducible complex representation is monomial, then it has finite weight (see Proposition 4.1 (ii)).
We prove Parshin's conjecture in full generality, which is the main result of the paper (see Theorem 4.4 and also the refinement in Remark 4.11).
Theorem A. Let be a finitely generated nilpotent group and a (possibly, infinite-dimensional) irreducible complex representation of . Then is monomial if and only if it has finite weight.
In fact, we prove a more general result on representations over an arbitrary field, which may be non-algebraically closed and may have a positive characteristic (see Theorem 4.2).
Theorem B. Let be a finitely generated nilpotent group and an irreducible representation of over an arbitrary field . Suppose that there is a subgroup and a finite-dimensional irreducible representation of over such that the vector space is nonzero and finite-dimensional. Then there is a subgroup and a finite-dimensional irreducible representation of over such that is isomorphic to the finitely induced representation .
Notice that, in general, the pairs and as in Theorem B are different. Theorem B implies Theorem A directly (see §4.1).
An essential ingredient of the proof of Theorem B is the following result, which is of independent interest for representation theory: the converse to Schur's lemma does hold true for finitely induced representations from irreducible representations of normal subgroups (see Proposition 3.6 and Remark 3.7 (i); for simplicity, we state it here for the case of complex representations).
Proposition C. Let be a normal subgroup of an arbitrary group . Let be an irreducible complex representation of such that the finitely induced representation satisfies . Then the representation is irreducible.
Note that irreducibility of induced representations of connected nilpotent Lie groups was studied in detail by Jacobsen and Stetkær [9].
Theorem A (see also Proposition 4.9) can be applied to a description of the moduli spaces of irreducible representations of finitely generated nilpotent groups. In the case of nilpotency class two, this was done by Parshin [10].
Moduli spaces of representations of finitely generated nilpotent groups naturally arise in the study of algebraic varieties using methods of higher-dimensional adeles. These moduli spaces are expected to be used in questions related to -functions of varieties over finite fields; for further details, see [6].
Another motivation to study representations without topological structure and to construct their moduli spaces is Bernstein's theory of smooth complex representations of reductive -adic groups (see, for example, [11]).
Note that there are irreducible complex representations of finitely generated nilpotent groups that do not satisfy the equivalent conditions of Theorem A. Examples were constructed by Brown ([5], §2), in the context of unitary representations, and independently by Berman and Sharaya [12] and Segal ([13], Theorems A and B), for representations without topological structure. A detailed analysis of nonmonomial representations for the Heisenberg group over the ring of integers was made by Berman and Kerer [14].
A sharp distinction between Brown's setting [5] and Theorem A is that Brown treats unitary representations, while Theorem A concerns complex representations without any topological structure. This leads to numerous differences, most notably, the following one. The category of unitary representations is semisimple. On the other hand, there are nontrivial extensions between representations without topological structure. Moreover, in general, the converse to Schur's lemma does not hold for such representations (see Example 3.5 and the example in §3.3); this is the reason why we need Proposition C.
Our proof of Theorem B is based on several crucial ideas from [5], in particular, we use a certain group-theoretic result on nilpotent groups (see Proposition 2.9). Following Brown, we modify the pair as in Theorem B in order to get the pair . Unfortunately, one of the steps in Brown's strategy of modification is based on a false statement, namely, [5], Lemma 6 (see Remark 2.26).
Thus we have changed the strategy. A surprising phenomenon is that in constructing the pair as above we pass through auxiliary pairs such that the vector space is nonzero but possibly has infinite dimension. However, these pairs do satisfy another finiteness condition, namely, they are so-called perfect pairs (see Definition 2.16 (ii)).
Our strategy for the proof of Theorem B can also be applied to obtain a correct proof of Brown's equivalence for unitary representations.
The paper is organized as follows. In §2, we provide mostly known results that are used later in the proof of the main theorem. Subsection 2.1 introduces the notation that is used throughout the paper. In §2.2, we make a modification of a group-theoretic result due to Brown ([5], Lemma 4) which is suitable for our needs (see Theorem 2.10). Subsection 2.3 collects well-known formulae for endomorphisms of finitely induced representations (see Proposition 2.14 and Corollary 2.18), based on Frobenius reciprocity and Mackey's formula. In §2.4 we define the notion of a -irreducible pair for a representation (see Definitions 2.20 (i) and 2.22 (i)), which is our main tool to show that a representation is finitely induced. We also prove a useful result that allows us to extend -irreducible pairs (see Lemma 2.24).
Section 3 is devoted to the irreducibility of finitely induced representations. In §3.1 we prove that Schur irreducibility implies irreducibility for certain finitely induced representations (see Proposition 3.6, Remark 3.7 and Corollary 3.9). We apply this in §3.2 to representations of finitely generated nilpotent groups, obtaining a sufficient condition for the irreducibility of finitely induced representations (see Theorem 3.11). In §3.3, we construct an example showing that, in general, Schur irreducibility does not imply irreducibility for representations of finitely generated nilpotent groups. The example concerns the simplest nilpotent group that is not abelian-by-finite, namely, the Heisenberg group over the ring of integers. In order to construct such an example, we provide a geometric description of representations of the Heisenberg group as equivariant quasi-coherent sheaves on a one-dimensional torus. We believe that this geometric interpretation has interest on its own.
In §4, we state and prove the main results of the paper. In §4.1 we formulate our key result (see Theorem 4.2) and deduce from it the equivalence for monomial and finite weight representations (see Proposition 4.1 and Theorem 4.4). Subsection 4.2 consists in the proof of Theorem 4.2. We provide in §4.3 an isomorphism criterion for finitely induced representations (see Proposition 4.9), which essentially repeats Theorem 2 from [5]. Finally, in §4.4, following [12] and [13], we provide an example of an irreducible complex representation of the Heisenberg group over the ring of integers which is not finitely induced from a representation of a proper subgroup.
During the work on this paper, we learned from Parshin that Narayanan and Singla are studying the same subject independently.
We are deeply grateful to A. N. Parshin for posing the problem and for constant attention to its progress. It is our pleasure to thank C. Shramov for many discussions that were highly valuable and stimulating. We are grateful to S. Nemirovski for drawing our attention to the paper [9]. The second-named author is also very grateful for hospitality and excellent working conditions at the Institut de Mathématiques de Jussieu, where a part of the work was done.
We dedicate this paper to our dear teacher Aleksei Nikolaevich Parshin.
§ 2. Preliminaries
2.1. Notation
We fix a field (a priori we do not make additional assumptions on ). For short, by a vector space, we mean a (possibly infinite-dimensional) vector space over . By a representation of a group, we mean a (possibly infinite- dimensional) representation over .
Throughout the paper, denotes a group and is a subgroup of . Given a subset , let denote the subgroup of generated by .
Further, denotes a representation of , a representation of , and a character of . Let denote the restriction of to .
For an element , let be the conjugate subgroup and the representation of defined by the formula , where .
We mention it explicitly if we require some further properties of the field , groups or representations.
2.2. A result from group theory
Let denote the normalizer of in .
Definition 2.1. Let be the set of all elements such that the index of in is finite.
Clearly, there is an embedding .
Example 2.2. Let be the group and the subgroup of all upper triangular matrices in . Then a direct calculation shows that .
The following construction will allow us to give an upper bound on the set (see Lemma 2.5 below).
Definition 2.3. Let be the smallest subgroup of with the following two properties: contains and if an element satisfies for some positive integer , then .
It is easily shown that is well defined, that is, exists (and is unique) for any subgroup .
Remark 2.4. (i) There is an equality .
(ii) For any element , we have (cf. [5], Lemma 4 (1)).
Recall that a group is called Noetherian if any increasing chain of its subgroups stabilizes. Obviously, this is equivalent to the fact that any subgroup is finitely generated.
Lemma 2.5. Suppose that is Noetherian. Then there is an embedding .
Proof. Consider an element . By definition, the index of in is finite. Hence there is a positive integer such that for any element , we have . Therefore, . From Remark 2.4 we see that . Applying conjugation by positive powers of , we obtain an increasing chain of subgroups
Since is Noetherian, the chain stabilizes. This implies that , that is, .
The following example shows that Lemma 2.5 does not hold for an arbitrary group .
Example 2.6. Let be the free group generated by elements and . Let be the subgroup of generated by the elements , where runs over all positive integers. One easily shows that is freely generated by these elements, thus is not Noetherian. Since , we have and . However contains the element , which does not belong to (actually, we have ). Consequently, .
To the end of this subsection, we suppose that the group is finitely generated and nilpotent. It turns out that much more can be said about in this case. The following crucial result was essentially obtained by Malcev (see a comment in the proof of Theorem 8 in [15]); a complete proof can be found, for example, in [16], Lemma 2.8.
Proposition 2.7. The index of in is finite.
In other words, Proposition 2.7 claims that is the largest subgroup of that contains as a subgroup of finite index. Equivalently, coincides with the set of all roots of elements of .
Remark 2.8. Applying Proposition 2.7, one shows easily that there is an equality for all subgroups (cf. [5], Lemma 4 (2)).
Using Proposition 2.7, Brown ([5], Lemma 4 (3), (4)) showed the following fact.
Proposition 2.9. There is an equality and this subgroup of coincides with the set of all elements such that the indices of in both and are finite.
Combining Lemma 2.5 with Proposition 2.9, we obtain the following useful result.
Theorem 2.10. Suppose that the group is finitely generated and nilpotent. Then the following hold true:
- (i)the subset is a subgroup;
- (ii)the index of in is finite;
- (iii)for any finite index subgroup , we have .
Proof. Recall that any finitely generated nilpotent group is Noetherian ([17], Theorem 2.18). Thus Lemma 2.5 implies the embedding . By Propositions 2.9 we have the opposite embedding, whence coincides with the subgroup , which proves (i). By Proposition 2.7, the index of in is finite, which is (ii). If the index of in is finite, then there is an equality . This implies (iii) because, as shown above, and .
2.3. Endomorphisms of finitely induced representations
Recall that is a representation of a subgroup . Let denote the representation space of . Let be the quotient set of by the diagonal action of given by the formula
We have a natural map
to the set of right cosets of in . Note that one has (right) actions of on both and by right translations and the map commutes with these actions. Thus one can say that is a `-equivariant discrete vector bundle' on .
Definition 2.11. A finitely induced representation is a representation of whose representation space consists of all sections of the map that have finite support on . Right translations by define an action of on this space.
By Frobenius reciprocity (see, for example, [18], Ch. I, §5.7), for any representation of there is a canonical isomorphism of vector spaces
If the index of in is finite, then there is also a canonical isomorphism of vector spaces
Indeed, a natural analogue of the isomorphism (2.2) holds true for induced representations constructed similarly to Definition 2.11 but without the finiteness condition on supports of sections (see, for example, [18], Ch. I, §5.4). When the index of in is finite, the latter induction coincides with finite induction.
Given an element , let denote the corresponding double coset . Note that the representation of depends only on the double coset up to a canonical isomorphism.
By Mackey's formula (see, for example, [18], Ch. I, §5.5), there is a canonical isomorphism of representations of
Using the isomorphisms (2.1) and (2.3), we get a canonical isomorphism of vector spaces
Remark 2.12. It follows from the isomorphism (2.3) that is canonically identified with a direct summand of the representation . In particular, this implies that the natural homomorphism is injective.
Lemma 2.13. If the index of in is infinite, then the representation of does not have nonzero finite-dimensional subrepresentations.
Proof. Suppose that there is a nonzero finite-dimensional subrepresentation of . Let be the union of the supports of all sections in the representation space of (see Definition 2.11). Since is finite-dimensional and is finitely induced, the set is finite. It can easily be checked that is invariant under the action of on by right translations.
On the other hand, acts transitively on , whence . By the assumption of the lemma the set is infinite, thus we get a contradiction.
Clearly, the subset (see Definition 2.1) is invariant under left and right translations by elements of . Combining the isomorphism (2.4) with Lemma 2.13 and the isomorphism (2.2), we obtain the following fact.
Proposition 2.14. If is finite-dimensional, then there is a canonical isomorphism of vector spaces
Note that the vector space depends only on the double coset up to a canonical isomorphism.
Remark 2.15. An analogue of Proposition 2.14 for unitary representations was discovered by Mackey ([19], Theorem ). Note that for unitary representations one replaces the set by the subset that consists of all elements such that is of finite index in both and . Example 2.6 shows that for an arbitrary group . Nevertheless, Lemma 2.5 and Proposition 2.9 imply the equality when is a finitely generated nilpotent group.
Proposition 2.14 motivates the following definition.
Definition 2.16. (i) Let be the set of all elements such that
(ii) A pair is called perfect if the subset is a subgroup, the subgroup is normal in the group and the index of in is finite.
Clearly, there is an embedding . Also, it is easily shown that the subset is invariant under left and right translations by elements of .
Remark 2.17. (i) For an element suppose that the representations and are irreducible. Since any nonzero morphism between irreducible representations is an isomorphism, this implies an isomorphism of representations . In particular, this holds in the following two cases: if is a character; if is irreducible, the subset is a subgroup, and is normal in .
(ii) Suppose that is irreducible and there is a subgroup such that is contained in (in particular, we have ) and is normal in . Then the group acts on by conjugation, which gives an action of on the set of isomorphism classes of representations of . It follows from item (i) that coincides with the stabilizer in of the isomorphism class of with respect to the latter action. Therefore the subset is a subgroup and is normal in .
Proposition 2.14 implies directly the following fact.
Corollary 2.18. If is finite-dimensional, then the following conditions are equivalent:
- (i)the natural homomorphism is an isomorphism;
- (ii)there is an equality .
Remark 2.19. If is a character, then by Proposition 2.14, there is a canonical isomorphism of vector spaces
2.4. Irreducible pairs
Definition 2.20. (i) An irreducible pair is a pair , where is a subgroup and is a (nonzero) finite-dimensional irreducible representation of . A weight pair is a pair , where is a character of .
(ii) Given an irreducible pair , a finite-dimensional representation of is -isotypic if for some positive integer .
(iii) Define the following partial order on the set of irreducible pairs: put if and only if and is -isotypic.
Given weight pairs and , one has if and only if and .
Lemma 2.21. Given an irreducible pair , any subquotient of a -isotypic representation of is also -isotypic.
Proof. First suppose that is an irreducible subrepresentation of for a positive integer . Looking at the projections onto each of natural direct summands of , we see that there is a nonzero projection , say, onto the th summand. The morphism is an isomorphism by the irreducibility of and . Furthermore, the subrepresentation splits out of . Indeed, the corresponding morphism can be taken to be zero on all summands except for the th and to be the inverse of on the th summand.
Now let be an arbitrary subrepresentation. Since is finite-dimensional, there is an irreducible subrepresentation . By what was shown above, we see that and is a direct summand of . Since we have an embedding , it follows that is a direct summand of as well. Thus induction on the dimension of implies that is -isotypic.
By duality for finite-dimensional representations, we obtain that any quotient of is -isotypic as well. This completes the proof.
Recall that is a representation of .
Definition 2.22. (i) A -irreducible pair is an irreducible pair such that the vector space is nonzero. A -irreducible pair is finite if the vector space is finite-dimensional. A (finite) -weight pair is defined similarly.
(ii) A representation has finite weight if there is a finite -weight pair.
We will use the following simple observation.
Remark 2.23. Let be a finite -irreducible pair. Suppose that the subset is a subgroup and is normal in . Let be the -isotypic subspace of the representation space of , that is, is the representation space of the image of the natural morphism of representations of
where acts trivially on the vector space . Then is invariant under the action of . Also, by Lemma 2.21, the representation of on is -isotypic.
The following result allows us to extend -irreducible pairs.
Lemma 2.24. Let be a -irreducible pair and an element such that and . Suppose that at least one of the following conditions holds:
- (i)the -irreducible pair is finite;
- (ii)there is a positive integer such that .
Then there is a -irreducible pair such that , where .
Proof. Since any finite-dimensional representation contains an irreducible subrepresentation, by Lemma 2.21 it is enough to find a nonzero finite-dimensional subrepresentation of whose restriction to is -isotypic.
If condition (i) holds, then Remark 2.23 provides the needed finite-dimensional subrepresentation of because .
Suppose that condition (ii) holds true. Let be the representation space of the image of any nonzero morphism of representations and put
Clearly, is invariant under the action of the operator . Since , we see that is also invariant under the action of the operators for all . Finally, since , the representation of on is a quotient of . Hence by Lemma 2.21, the representation of on is -isotypic. Thus gives the needed finite-dimensional subrepresentation of .
Example 2.25. Let , let be the finite cyclic group , the element be its generator, the subgroup be trivial, be the trivial character of and the direct sum of a trivial infinite-dimensional representation of with a nontrivial character of . Then condition (ii) in Lemma 2.24 holds true. We have and there are two possible options for the representation : the trivial character and the character . Note that the vector space is infinite-dimensional in the first case, while it is one-dimensional in the second case.
Remark 2.26. In particular, Example 2.25 shows that Lemma 6 in [5] is not correct (the mistake in the proof is that one uses an averaging operator which may vanish).
§ 3. Irreducibility of induced representations
3.1. Irreducibility vs. Schur irreducibility
Definition 3.1. A representation of is called Schur irreducible if we have .
The following statement is an analogue of the classical Schur's lemma; for a proof see, for example, [8], Claim 2.11 or [11], Ch. 5, §4.2.
Proposition 3.2. Suppose that the field is algebraically closed and uncountable. Then any countably dimensional irreducible representation over of an arbitrary group is Schur irreducible.
The following examples show that Proposition 3.2 is not valid for an arbitrary field , even if one relaxes the condition to the finite-dimensionality of over .
Example. (i) Suppose that the field is algebraically closed and countable. Let denote the field of rational functions of over . Let be the group of nonzero rational functions and let with the action of given by multiplication of rational functions. Then is countably dimensional and irreducible, while .
(ii) Suppose that there is an extension of fields such that is countably infinite-dimensional as a -vector space (the field may be uncountable). Let and with the action of given by multiplication of elements of . Then is countably dimensional over and irreducible, while .
Remark 3.4. It follows from Proposition 3.2 that for countable groups irreducibility implies Schur irreducibility over an algebraically closed uncountable field.
In general, Schur irreducibility does not imply irreducibility as the following example shows.
Example 3.5. Suppose that a proper subgroup satisfies (see Example 2.2). In particular, the index of in is infinite. Suppose that the field is algebraically closed and uncountable. Let be a finite-dimensional ( irreducible) representation of such that is irreducible (for instance, is a character). Consider the representation of . By Corollary 2.18 and Proposition 3.2, the representation is Schur irreducible.
On the other hand, by the isomorphism (2.1), there is a nonzero morphism of representations from to . This morphism is not an isomorphism because the dimension of is infinite and the dimension of is finite. Thus is not irreducible.
However the next result claims that a certain bound on endomorphisms still implies irreducibility for a wide range of representations. This fact is essential for our proof of the main theorem (see §4.2).
Proposition 3.6. Suppose that is normal in , a representation of is irreducible and the natural homomorphism
is an isomorphism. Then is irreducible.
Proof. Let denote the representation space of . Note that the representation is irreducible if and only if any nonzero vector generates as a representation of . Let us show that this condition holds true.
Since is normal in , we have and for any there are equalities . Therefore the isomorphisms (2.3) and (2.4) take the form
respectively. For every let denote the representation space of . With this notation, the isomorphism (3.1) becomes
Consider a nonzero vector . By the isomorphism (3.3), can be written as a sum
where only finitely many terms are nonzero. Let be the number of nonzero terms. Suppose that .
Let be such that . Let denote the kernel of the action of the group algebra on the vector . Since is irreducible, the representation of is also irreducible, so generates as a representation of . Consequently, we have an isomorphism of representations of
Further, the isomorphism and the isomorphism (3.2) imply that the irreducible representations , , are pairwise nonisomorphic. Therefore if and , then the ideals and are different nonzero ideals. Interchanging and if needed, we see that there is an element such that and , that is, and (actually, neither of the ideals and contains the other because the representations and are irreducible). By construction, the vector
is nonzero and has strictly fewer nonzero summands with respect to the decomposition (3.3).
Thus we may suppose that , that is, for some . As explained above, the vector generates as a representation of . Moreover, the action of an element sends to a nonzero vector , which, in turn, generates as a representation of . It follows that generates as a representation of , which completes the proof of the proposition.
A particular case of Proposition 3.6 was proved by Arnal and Parshin ([7], Theorem 2).
Remark 3.7. (i) Suppose that is irreducible and is Schur irreducible. Then the assumptions of Proposition 3.6 are satisfied (see Remark 2.12).
(ii) Suppose that the assumptions of Proposition 3.6 are satisfied. Then the representation is Schur irreducible in the following two cases: is a character; the group is countable and the field is algebraically closed and uncountable (see Remark 3.4).
(iii) If the group is countable and the field is algebraically closed and uncountable, then the converse to the implication of Proposition 3.6 holds true (see Remark 3.4).
Example 3.5 shows that Proposition 3.6 does not necessarily hold when the subgroup is not normal. Further, the next example shows that the converse to the implication of Proposition 3.6 does not hold over an arbitrary field .
Example 3.8. Let , , , and let be a primitive character of over (we consider any of the two possible embeddings of into ). The two-dimensional representation is irreducible because the character does not extend to a character of over . On the other hand, we have an isomorphism of -algebras
where is a primitive root of unity of degree . Thus the natural homomorphism of -algebras
is not an isomorphism.
Proposition 3.6 implies the following general result.
Corollary 3.9. Suppose that there exists a sequence of subgroups
such that is normal in for any , . Suppose that a representation of is irreducible and the natural homomorphism is an isomorphism. Then is irreducible.
Proof. The proof is by induction on . Combining the isomorphism of representations
with Remark 2.12, we see that the natural homomorphism
is an isomorphism. Therefore, by Proposition 3.6, the representation is irreducible. We conclude by applying the induction hypothesis to the subgroup .
3.2. Induced representations of nilpotent groups
Suppose that is a nilpotent group, that is, its lower central series is finite:
Lemma 3.10. For any subgroup , there exist a sequence of subgroups
such that is normal in for any , .
Proof. Let be the subgroup of generated by and , . In order to prove that is normal in it is enough to show that . This follows from the embeddings
Combining Corollaries 2.18 and 3.9 with Lemma 3.10, we obtain the following useful result.
Theorem 3.11. Let be a nilpotent group and be an irreducible pair (see Definition 2.20 (i)). Suppose that (see Definition 2.16 (i)). Then the representation of is irreducible.
Recall that if the field is algebraically closed, then any finite-dimensional irreducible representation over is Schur irreducible. Therefore, in this case Theorem 3.11 claims the following: Schur irreducibility implies irreducibility for representations of type , where is an irreducible pair in a finitely generated nilpotent group (if, in addition, is uncountable, then the reverse implication also holds).
In the next subsection, we show that Schur irreducibility does not imply irreducibility for arbitrary representations of finitely generated nilpotent groups (even if representations are over an algebraically closed uncountable field).
3.3. Example: the Heisenberg group
Recall that the Heisenberg group over a commutative unital ring is the group of upper triangular matrices with units on the diagonal and with coefficients in the ring. Put
We have the relation .
Below we consider the Heisenberg group over the ring of integers. Fix a nonzero element . It turns out that the representations of such that acts by admit the following geometric description.
Let us denote by the -algebra of Laurent polynomials . The -variety is the one-dimensional algebraic torus over . Let be the automorphism of the -algebra such that . Equivalently, is the automorphism of given by the group translation by the element . Let be the cyclic abelian group generated by the automorphism . By construction, the group acts on the -algebra and on the algebraic variety .
A -equivariant -module is an -module together with a -linear action of on such that for all elements , . Morphisms between -equivariant -modules are defined naturally. For instance, clearly has the canonical structure of a -equivariant -module.
In geometric terms, a -equivariant -module is the same as a -equivariant quasi-coherent sheaf on . In particular, as a -equivariant -module corresponds to the structure sheaf of with its canonical -equivariant structure.
Let be a representation of such that and let be the representation space of . Define an -module structure on such that acts by the operator . Let act on by the operator . Then becomes a -equivariant -module because of the relation .
One checks easily that the assignment defines an equivalence (actually, an isomorphism) between the category of representations of such that acts by and the category of -equivariant -modules.
Now suppose that the nonzero element is not a root of unity. Let be the -module that consists of all rational functions on that have poles of order at most one at the points , , and are regular elsewhere. Define also the -module
The corresponding quasi-coherent sheaf on is the direct sum of the skyscraper sheaves at the points , .
The action of on leads to natural -equivariant structures on the -modules and . Moreover, we have an exact sequence of -equivariant -modules
Note that there are no nonzero morphisms from to because the -module is a torsion module and is torsion-free. In particular, the above exact sequence does not split.
Let us show that and are irreducible -equivariant -modules. Let be a -equivariant submodule. Then is an ideal in , being an -submodule. On the other hand, for any -equivariant module, its support on is invariant under the action of . Applying this to the -equivariant module and using the fact that is not a root of unity, we obtain that either or , whence the -equivariant -module is irreducible. Irreducibility of the -equivariant -module is proved similarly.
Further, the -equivariant -modules and are not isomorphic, being nonisomorphic -modules. We see that is a nontrivial extension between two nonisomorphic irreducible -equivariant -modules and . In particular, is not irreducible.
Let us prove that is Schur irreducible as a -equivariant -module. First we show that is Schur irreducible as a -equivariant -module. Indeed, the ring of endomorphisms of is isomorphic to as an -module. Further, the ring of endomorphisms of that respect the -equivariant structure is identified with the -invariant part of . Since is not a root of unity, the -invariant part of is just .
Now let be an endomorphism of as a -equivariant -module. The composition
is equal to zero because and are nonisomorphic irreducible -equivariant -modules. Therefore the submodule is invariant under the endomorphism . By Schur irreducibility of the -equivariant -module , we see that for some element . The endomorphism of
vanishes on the submodule . Therefore the morphism factors through the quotient map . As shown above, there are no nonzero morphisms from to . Hence we have , that is, and is Schur irreducible.
Using the above equivalence of categories we see that Schur irreducibility does not imply irreducibility for (possibly complex) representations of the Heisenberg group over .
§ 4. Main results
4.1. Monomial and finite weight representations
Recall that a representation of is monomial if there is a weight pair (see Definition 2.20 (i)) such that .
Proposition 4.1. Suppose that the group is countable and the field is algebraically closed and uncountable. Let be an irreducible representation of over . Then the following hold true:
(i) if is isomorphic to a finitely induced representation , where is a subgroup and is a representation of , then the vector space is one-dimensional;
(ii) if is monomial, then has finite weight (see Definition 2.22 (ii)).
Proof. Item (i) follows from the isomorphism (2.1) and Remark 3.4. Item (ii) follows directly from (i).
Here is our key result.
Theorem 4.2. Let be a finitely generated nilpotent group and an irreducible representation of over an arbitrary field such that there is a finite -irreducible pair (see Definition 2.22 (i)). Then there is an irreducible pair (see Definition 2.20 (i)) such that .
The proof of Theorem 4.2 is given in §4.2. It consists in an explicit construction of the required pair , which goes as follows (we refer to steps in §4.2). We start with a maximal finite -irreducible pair with respect to the ordering from Definition 2.20 (iii) (see Step 1). Then we replace it by a certain finite index subgroup in order to get a perfect -irreducible pair (see Step 2). Notice that is not necessarily finite. Now the existence of a perfect -irreducible pair allows us to take a maximal perfect -irreducible pair . We prove the equality (see Step 3). Finally, Theorem 3.11 implies that the representation is irreducible and Frobenius reciprocity gives a nonzero morphism of irreducible representations , which is necessarily an isomorphism (see Step 4).
The following result is well known and its proof essentially repeats that of Theorem 16 in [1], §8.5 (cf. [5], Lemma 1). We provide the proof for the convenience of the reader.
Proposition 4.3. Let be a finitely generated nilpotent group and an irreducible representation of over an algebraically closed field such that is finite-dimensional. Then is monomial.
Proof. The proof is by induction on the dimension of . We can assume that the representation is faithful. There is an abelian normal subgroup that is not contained in the centre of . Indeed, can be taken to be generated by the centre of and any noncentral element in the previous term of the lower central series of .
Since is algebraically closed, there is a character of such that the vector space is nonzero. Thus is a (finite) -weight pair (see Definition 2.22 (i)). Let be the -isotypic subspace of the representation space of (see Remark 2.23), that is, consists of all vectors in the representation space of on which the group acts by the character .
Combining Remarks 2.17 (ii) and 2.23, we obtain that the subset is a subgroup and is invariant under the action of . Put and let be the above representation of on . By the isomorphism (2.1), the natural embedding leads to a nonzero morphism of representations . Let us show that is an isomorphism.
One checks easily that the image of in the representation space of is equal to the sum of the subspaces
Since acts on by the character and the subgroup is the stabilizer of the character (cf. Remark 2.17 (ii)), we see that, in fact, (4.1) is a direct sum of subspaces:
This implies that the morphism is injective. Since is irreducible, is an isomorphism1.
Since faithful and is not contained in the centre of , we see that is not -isotypic, whence the dimension of is strictly less than the dimension of . We conclude by applying the inductive hypothesis to the representation of .
Combining Theorem 4.2 with Proposition 4.3, we obtain the main result of the paper.
Theorem 4.4. Let be a finitely generated nilpotent group and an irreducible representation of over an algebraically closed field such that has finite weight. Then is monomial.
Proof. By Theorem 4.2, there is an irreducible pair such that . Since is finite-dimensional, by Proposition 4.3, there is a weight pair , where , such that . This proves the theorem.
4.2. Proof of Theorem 4.2
The proof proceeds in several steps.
Step 1. Recall that the group is Noetherian, being finitely generated and nilpotent: [17], Theorem 2.18. Hence there is a maximal finite -irreducible pair, that is, a finite -irreducible pair such that is maximal among all finite -irreducible pairs with respect to the order on irreducible pairs (see Definition 2.20 (iii)).
Step 2. Let us prove that there exists a perfect -irreducible pair (see Definition 2.16 (ii)). Let be a maximal finite -irreducible pair, which exists by Step 1. Put (see Definition 2.1 for )
Let be a (nonzero) irreducible subrepresentation of (recall that is finite- dimensional). Clearly, is a -irreducible pair as is so. Notice that we do not claim that is a finite -irreducible pair (cf. Example 2.25).
Let us show that the pair is perfect. By Theorem 2.10 (i), (ii), the subset is a subgroup and the index of in is finite. Therefore the intersection in (4.2) is taken over a finite number of subgroups of finite index in , whence the index of in is also finite. Also, by construction, the group is normal in . Since the index of in is finite, by Theorem 2.10 (iii) we have the equality . Thus we have the embeddings of groups
By Remark 2.17 (ii) applied to , we see that the subset is a subgroup and is normal in . It remains to prove that the index of in is finite. Assume the converse. By Proposition 2.7, is not contained in , that is, there is an element such that for any positive integer . In particular, for any positive integer because the index of in is finite.
Again by Theorem 2.10 (ii), the index of in is finite, because is a subgroup of . Therefore, replacing by its positive power, we may assume that .
Let be the infinite cyclic group generated by . Then acts on by conjugation, which gives the action of on the set of isomorphism classes of irreducible representations of . We claim that the -orbit of the isomorphism class of is finite. Indeed, let be the set of isomorphism classes of irreducible representations of that are quotients of the representation . The embedding implies that the set is invariant under the above action of . Since the index of in is finite, the representation is finite-dimensional. This implies that the set is finite. Finally, it follows from the isomorphism (2.1) that the isomorphism class of belongs to . Thus the -orbit of the isomorphism class of is finite, being contained in . Therefore, replacing by its positive power we may assume further that .
Since is a finite -irreducible pair, condition (i) of Lemma 2.24 is satisfied. Applying this lemma, we see that there is a -irreducible pair such that , where . Since for some positive integer , we see that
Consequently the -irreducible pair is finite, which contradicts the maximality of the finite -irreducible pair .
Step 3. Combining Step 2 with the fact that the group is Noetherian (cf. Step 1), we see that there is a maximal perfect -irreducible pair . Let us prove that . Assume the converse.
Since is perfect, we have a well-defined quotient group , which is finite and nilpotent. Therefore there is an element such that and the image of in belongs to the centre of . Condition (ii) in Lemma 2.24 is satisfied for . Applying this lemma, we obtain a -irreducible pair with such that .
Let us show that the pair is perfect. For this purpose, we first prove that is contained in . Consider an element , that is, and there is a nonzero morphism . Since , we have for some positive integer . Hence there are isomorphisms of representations
Clearly, is a subgroup of . This implies the embedding
Additionally, since the index of in is finite, by Theorem 2.10 (iii) we have the equality . Hence the index of in is finite. All together this implies that , thus we have the embedding .
Furthermore, since the image of in the quotient group belongs to the centre, is normal in . Thus by Remark 2.17 (ii) applied to , the subset is a subgroup and is normal in .
Finally, the index of in is finite because we have the embeddings of groups
and the index of in is finite as is perfect. We have shown that the -irreducible pair is perfect, which contradicts the maximality of the perfect -irreducible pair .
Step 4. As in Step 3, let be a maximal perfect -irreducible pair. Since by Step 3 there is an equality , Theorem 3.11 implies that the representation is irreducible.
On the other hand, since is a -irreducible pair, the isomorphism (2.1) implies that there is a nonzero morphism of representations from to . Since the representations and are irreducible, this is an isomorphism, which proves Theorem 4.2.
Remark 4.5. Suppose that the field is algebraically closed and uncountable. Then the -irreducible pair from Step 4 of the proof of Theorem 4.2 is finite by Proposition 4.1 (i).
Recall that a torsion-free rank of a finitely generated nilpotent group is the sum of the ranks of the adjoint quotients of the lower central series (see, for example, [16], Ch. 0). One shows easily that the index of a subgroup in is finite if and only if and have the same torsion-free ranks.
Remark 4.6. Suppose that the field is algebraically closed and uncountable. Let be a maximal finite -irreducible pair such that the torsion-free rank of is also maximal. It follows from the proof of Theorem 4.2 and Remark 4.5 that there exists a finite -irreducible pair such that and there is a finite index subgroup in both and . Equivalently, we have the equality .
4.3. Isomorphic finitely induced representations
Let be an arbitrary group, let and be subgroups of , and let and be representations of and , respectively. Let be the set of all elements such that the index of in is finite.
Lemma 4.7. Suppose that is finite-dimensional and the representations , , are irreducible. Then the following conditions are equivalent:
- (i)there is an isomorphism of representations ;
- (ii)there exists an element such that there is a nonzero morphism of representations ;
- (iii)there exists an element such that there is a nonzero morphism of representations .
Proof. A similar argument to the proof of Proposition 2.14 together with a more general form of Mackey's isomorphism (2.3) (see, for example, [18], Ch. I, §5.5) implies the following canonical isomorphism of vector spaces:
This proves the lemma.
Lemma 4.8. Suppose that is a finitely generated nilpotent group and the set is nonempty. Then coincides with the set of all elements such that .
Proof. Consider an element . A similar argument to that in the proof of Lemma 2.5 shows that there is an embedding . Similarly, for any , we get the embedding , whence
Since is Noetherian, these embeddings are, in fact, equalities. Thus we have the equality .
Now suppose that . Using Remarks 2.4 (i) and 2.8, we obtain the equality . By Proposition 2.7, the index of in is finite. Therefore the index of in is also finite, that is, .
Lemma 4.8 implies the following criterion of isomorphism between finitely induced representations (cf. [5], Theorem 2).
Proposition 4.9. Let be a finitely generated nilpotent group and let and be two irreducible pairs. Suppose that the representations and of are irreducible. Then there is an isomorphism of representations if and only if there exists such that and there is a nonzero morphism of representations .
The following example shows that, in general, one cannot have in place of in Proposition 4.9.
Example 4.10. Let and be the Heisenberg group over the finite ring . The group is finite nilpotent and is generated by the elements , and (see §3.3). Take a primitive root of unity of degree . Define the subgroups and of .
Define characters , , by the formulae
Then the subgroups are normal, the group is generated by the image of , the group is generated by the image of , and there are equalities and for any integer . It follows from the isomorphism (2.4) that the representations are Schur irreducible, whence they are irreducible, being complex representations of a finite group (cf. Theorem 3.11).
Furthermore, the set has only one element and is the group generated by , whence . Thus Proposition 4.9 implies that the representations and are isomorphic.
On the other hand, the subgroups and are not conjugate as they have different images in the quotient by the commutator subgroup (note that the subgroups and coincide with , thus they are trivially conjugate).
Remark 4.11. Combining Remark 4.6 and Proposition 4.9, we obtain the following specification of Theorem 4.4. Suppose that the field is algebraically closed and uncountable. Let be a finite -weight pair such that the torsion-free rank of is maximal among all finite -weight pairs. Then the conjugacy class of the subgroup does not depend on the choice of . Moreover, for any representative of this conjugacy class, there exists a subgroup of finite index and a character of such that there is an isomorphism of representations .
4.4. Non-monomial irreducible representations
Berman and Sharaya [12] and Segal [13] (Theorems A and B) independently constructed nonmonomial irreducible complex representations for an arbitrary finitely generated nilpotent group that is not abelian-by-finite, that is, does not have a finite normal subgroup such that the quotient group is abelian.
The general case is reduced to the case of the Heisenberg group over the ring of integers. In this case, one constructs an irreducible representation which is not only nonmonomial, but is also not finitely induced by any (irreducible) representation of a proper subgroup. For the sake of completeness, we sketch this construction, following [13].
We shall use the notation and facts from §3.3. Thus is the Heisenberg group over and is a nonzero element that is not a root of unity. We will need one more interpretation of the category of representations of such that acts by .
Let be the skew group algebra of the group with coefficients in . Explicitly, is isomorphic to as an -module and the product in is uniquely determined by the rule . Thus the -algebra is noncommutative and the subring is not in the centre of (in particular, is not an -algebra).
For short, by an -module, we mean a left -module. It is easily shown that a -equivariant -module is the same as an -module. Thus the category of representations of such that acts by is equivalent to the category of -modules. Indeed, the algebra is isomorphic to the quotient of the group algebra .
One easily checks that a matrix
defines an automorphism of the Heisenberg group that sends to , to and to itself 2. Accordingly, acts on the -algebra by the formula
Given an -module , denote by the -module such that as a -vector space and an element acts on as . Equivalently, , that is, is the extension of scalars of with respect to the homomorphism of algebras .
Note that does not come from a -equivariant automorphism of , or, equivalently, of , because mixes and . This is the reason to introduce the algebra .
Now let be a representation of such that acts by and let be the corresponding -module. Suppose that for a proper subgroup and a representation of . We can assume that is a maximal subgroup of .
It follows that the index of in is a prime . Moreover, there is a matrix
such that is generated by , and . Let be the subalgebra in generated by and . We have the embeddings of rings
Note that is isomorphic to the Heisenberg group and representations of such that acts by correspond to -modules. It follows that there is a -module and an isomorphism of -modules .
All these reasonings lead to the following statement.
Proposition 4.12. Let be an -module such that for any as in (4.3) the -module is not isomorphic to for any -module . Let be the representation of that corresponds to . Then is not isomorphic to for any proper subgroup and any representation of .
Let denote the field of fractions of , that is, is the field of rational functions on .
Remark 4.13. Given a -module , consider as an -module. There is an isomorphism of -modules (cf. the isomorphism (3.1))
where as a -vector space and an element acts on as . In particular, the dimension of the -vector space is either infinite or divisible by .
Now let us construct an irreducible -module that satisfies the assumption of Proposition 4.12. Consider a twisted action of on given by the formula
Let be the -equivariant -submodule in generated by the constant function . One easily checks that consists of all rational functions on that have poles of order at most one at the points , , and are regular elsewhere (note that runs over negative integers only). Also, by construction, we have an isomorphism of -modules .
For any -submodule , is a torsion -module and its support on is contained in the set . Therefore the support is not invariant under the action of on unless it is empty. This proves that is an irreducible -equivariant -module.
Further, let be as in (4.3). Then and . It follows that is isomorphic to the -module
This implies that the dimension of the -vector space is equal to . Since , from Remark 4.13 we see that the -module is not isomorphic to for any -module . Thus satisfies the assumption of Proposition 4.12.
We have shown that there is an irreducible (possibly complex) representation of the Heisenberg group over that is not induced by a representation of any proper subgroup.
Footnotes
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