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Algebraic Bethe ansatz for singular solutions

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Published 24 July 2013 © 2013 IOP Publishing Ltd
, , Citation Rafael I Nepomechie and Chunguang Wang 2013 J. Phys. A: Math. Theor. 46 325002 DOI 10.1088/1751-8113/46/32/325002

1751-8121/46/32/325002

Abstract

The Bethe equations for the isotropic periodic spin-1/2 Heisenberg chain with N sites have solutions containing ±i/2 that are singular: both the corresponding energy and the algebraic Bethe ansatz vector are divergent. Such solutions must be carefully regularized. We consider a regularization involving a parameter that can be determined using a generalization of the Bethe equations. These generalized Bethe equations provide a practical way of determining which singular solutions correspond to eigenvectors of the model.

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1. Introduction

It is well known that the isotropic periodic spin-1/2 Heisenberg quantum spin chain with N sites, with Hamiltonian

Equation (1)

can be solved by algebraic Bethe ansatz (ABA): the eigenvalues are given by

Equation (2)

and the corresponding su(2) highest-weight eigenvectors are given by the Bethe vectors

Equation (3)

where |0〉 is the reference state with all spins up, {λ1, ..., λM} are distinct and satisfy the Bethe equations

Equation (4)

and $M = 0, 1, \ldots , \frac{N}{2}$. The spin s of the state is given by $s=\frac{N}{2}-M$. (See, for example, [1, 2].)

It is also well known that the so-called two-string $(\lambda _{1},\lambda _{2}) = (\frac{{\rm i}}{2}, -\frac{{\rm i}}{2})$ is an exact solution of the Bethe equations for N ⩾ 4. This fact is particularly easy to see from the Bethe equations in the pole-free form

Equation (5)

This solution is singular, as both the corresponding energy (2) and Bethe vector (3) are divergent1. Clearly, it is necessary to regularize this solution. The naive regularization

Equation (6)

gives the correct value of the energy in the epsilon → 0 limit, namely, E = −1.

What is perhaps not so well known is that this naive regularization gives a wrong result for the eigenvector2. Indeed, the vector $ \lim _{\epsilon \rightarrow 0}\ \big|\lambda _{1}^{{\rm naive}} , \lambda _{2}^{{\rm naive}} \big\rangle$ is finite, but it is not an eigenvector of the Hamiltonian! For example, in the case N = 4, we easily find with Mathematica that

Equation (7)

while the correct eigenvector with E = −1 and s = 0 is known to be instead3

Equation (9)

We further observe that, for general values of N, the correct eigenvector can be obtained within the ABA approach by introducing a suitable additional correction of order epsilonN to the Bethe roots4:

Equation (10)

where the parameter c is independent of epsilon. Returning to the example of N = 4, we find

Equation (11)

Comparing with (9), we see that the requisite value of the parameter in this case is c = 2i.

In section 2, we address the question of how to determine in a systematic way the parameter c in (10), which (as we have already seen) is necessary for obtaining the correct eigenvector. Clearly, it is not a matter of simply solving the Bethe equations (4), since they are not satisfied by (10) for epsilon finite. Indeed, we shall find that the Bethe equations themselves acquire epsilon-dependent corrections. These 'generalized' Bethe equations (see equation (20) below) constitute our main new result. In section 3, we extend this approach to general singular solutions, i.e., solutions of the Bethe equations where two of the roots are $\pm \frac{{\rm i}}{2}$. Typically, there are many such solutions, but relatively few correspond to eigenvectors of the model. We find that the generalized Bethe equations provide a practical way of determining which of the singular solutions correspond to eigenvectors. Section 4 summarizes our main conclusions.

Singular solutions do not appear in a related model, namely, the Heisenberg chain with twisted boundary conditions. A small twist angle ϕ then plays a similar role to our parameter epsilon. This alternative approach for dealing with singular solutions is briefly considered in appendix B.3 of [8] and in section 2.1 of [9]. Since the twist breaks the su(2) symmetry, the Bethe vectors are no longer highest-weight vectors. Our point of view is that the isotropic periodic Heisenberg chain for finite N is a well-defined model, and therefore should be understandable independently of other models; it is only its Bethe ansatz solution that is not completely well defined.

Yet another approach for constructing the Bethe vectors corresponding to singular solutions, involving Sklyanin's separation of variables, was carefully analyzed in [10].

2. Determining the parameter

We begin by briefly establishing our conventions. Following [1], the R-matrix is given by

Equation (12)

where $\mathbb {I}$ and $\mathcal{P}$ are the 4 × 4 identity and permutation matrices, respectively. However, as explained below, we choose a different normalization for the Lax operator, namely,

Equation (13)

which diverges for $\lambda =-\frac{{\rm i}}{2}$. As usual, the monodromy matrix is given by

Equation (14)

and the transfer matrix is given by

Equation (15)

The reference state is denoted by $|0\rangle = \big(\begin{array}{@{}c@{}}\ssty 1\\ \ssty 0\end{array}\big)^{\otimes N}$.

We next recall the action of the transfer matrix on an off-shell Bethe vector (3) [1]

Equation (16)

where a hat is used to denote an operator that is omitted, and

Equation (17)

Equation (18)

The Bethe equations (4) are precisely the conditions Fk(λ, {λ}) = 0, which ensure that the 'unwanted' terms vanish, in which case the Bethe vector |λ1, ..., λM〉 is an eigenvector of the transfer matrix t(λ), with corresponding eigenvalue Λ(λ) given by (17). In particular, for M = 2, the relation (16) reduces to

Equation (19)

which holds for generic values of λ, λ1 and λ2.

Let us now focus on the special case of the two-string solution $\pm \frac{{\rm i}}{2}$. As already mentioned in the introduction, the corresponding Bethe vector $\big|\frac{{\rm i}}{2}, -\frac{{\rm i}}{2}\big\rangle$ is singular: some of its components have the form 0/0. (If we had defined the Lax operator (13) without dividing by $\big(\lambda + \frac{{\rm i}}{2}\big)$ as in [1], then the corresponding Bethe vector would instead be null [3].) In particular, the creation operator $B\big(\frac{{\rm i}}{2}\big)$ is finite, but $B\big({-}\frac{{\rm i}}{2}\big)$ is singular.

Let us first consider the naive regularization (6). The key observation is that, for epsilon → 0, the most singular matrix elements of $B(\lambda _{2}^{{\rm naive}})$ are of order $\frac{1}{\epsilon ^{N}}$. (See (A.5).) It follows from the off-shell relation (19) that, for epsilon → 0, the coefficients F1 and F2 must satisfy

Equation (20)

in order that the Bethe vector $\lim _{\epsilon \rightarrow 0}\ |\lambda _{1}^{{\rm naive}} , \lambda _{2}^{{\rm naive}} \rangle$ be an eigenvector of the transfer matrix. However, explicit computation using (6) shows that F1(λ, {λ}) ∼ epsilonN (instead of epsilonN + 1) and F2(λ, {λ}) ∼ 1 (instead of epsilon). Hence, the 'unwanted' terms in (19) are finite (do not vanish), which explains why the corresponding Bethe vector is not an eigenvector5.

Let us therefore consider the regularization (10). The leading behavior of B1) and B2) as epsilon → 0 remains the same as with the naive regularization; i.e., $B(\lambda _{1}) \sim \frac{1}{\epsilon ^{N}}$ and B2) ∼ 1. Hence, the conditions (20) must still be satisfied to ensure that the Bethe vector is an eigenvector of the transfer matrix. Explicit computation using (10) gives

Equation (21)

For even N, both conditions (20) can be satisfied by setting

Equation (22)

which reproduces our earlier result for N = 4 (see below equation (11)). We have also explicitly verified that, for N = 6, the ABA Bethe vector constructed using (10) and (22) is indeed an eigenvector of the Hamiltonian6. Interestingly, the two conditions (20) cannot be simultaneously satisfied for odd N, implying that the two-string $\pm \frac{{\rm i}}{2}$ is not a bona fide solution for odd N.7

We note that the regularization (10) can be slightly generalized. Indeed, we can introduce a two-parameter regularization

Equation (23)

The conditions (20) now imply (for even N) that

Equation (24)

For finite epsilon, the corresponding energy (2) depends only on the difference c1c2. If we impose the additional constraint $\lambda _{1} = \lambda _{2}^{*}$ [11], then we obtain $c_{1}=c_{2}^{*} = {\rm i} (-1)^{N/2}$. In short, for even N, a regularization of the singular solution $\pm \frac{{\rm i}}{2}$ that produces the correct eigenvector in the epsilon → 0 limit, and also satisfies $\lambda _{1} = \lambda _{2}^{*}$, is given by

Equation (25)

3. General singular solutions

We now consider a general singular solution of the Bethe equations, which has the form

Equation (26)

where λ3, ..., λM are distinct and are not equal to $\pm \frac{{\rm i}}{2}$. Proceeding as before, we regularize the first two roots as in equation (10). The Bethe equations (4) imply that the last M − 2 roots {λ3, ..., λM} obey

Equation (27)

We again impose the two generalized Bethe equations

Equation (28)

where Fk is defined in (18). The equation (28) ensure that the Bethe vector corresponding to the singular solution (26), namely

Equation (29)

where λ1, λ2 are given by (10) and |λ1, ..., λM〉 is given by (3), is an eigenvector of the transfer matrix.

In other words, given a solution {λ3, ..., λM} of (27), if the equations (28) can be satisfied, then they determine the parameter c in (10), and the corresponding Bethe vector (29) is an eigenvector of the transfer matrix. We call such a singular solution 'physical'. On the other hand, if the equations (28) cannot be satisfied, then—despite the fact that the usual Bethe equations (4), (27) are obeyed—this solution cannot be used to construct an eigenvector of the transfer matrix. We call such a singular solution 'unphysical'. Hence, according to the previous section, all singular solutions with odd N and M = 2 are unphysical.

Equations (28) can be simplified as follows. Using (10), we find that these two equations imply

Equation (30)

respectively. These equations in turn imply the consistency condition

Equation (31)

By forming the product of all the Bethe equations (27), we obtain the relation

Equation (32)

using which the consistency condition (31) takes the simple form

Equation (33)

We remark that the condition (33) provides a practical way to select from among the many singular solutions of the Bethe equations (27) the physically relevant subset, which is generally much smaller. For example, for N = 6 and M = 3, the Bethe equations (4), (27) have five singular solutions, of which only one is physical. Similarly, for N = 8 and M = 4, we find 21 singular solutions, of which only three are physical8.

4. Conclusion

We have seen that the ABA for the isotropic periodic Heisenberg chain must be extended for solutions of the Bethe equations containing $\pm \frac{{\rm i}}{2}$. Indeed, such singular solutions must be carefully regularized as in (10) or (23). This regularization involves a parameter that can be determined using a generalization of the Bethe equations given by (20), where Fk is defined in (18). These equations also provide a practical way of determining which singular solutions correspond to eigenvectors of the model. In particular, the solution $\pm \frac{{\rm i}}{2}$ must be excluded for odd N.

It would be interesting to know whether the finite-epsilon corrections to the energy have any physical significance. We expect that our analysis can be extended to the anisotropic case.

Acknowledgments

We thank Omar Foda, Vitaly Tarasov and Michael Wheeler for helpful correspondence, and Vladimir Korepin for reading a draft. This work was supported in part by the National Science Foundation under grants PHY-0854366 and PHY-1212337, and by a Cooper fellowship.

Note added.

After completing this work, we became aware of [13], where similar results were obtained for the solution $\pm \frac{{\rm i}}{2}$. However, our approach differs significantly from theirs.

Appendix

Here we fill in some details. It is convenient to define an unrenormalized Lax operator (as in [1]):

Equation (A.1)

and correspondingly

Equation (A.2)

Evidently,

Equation (A.3)

In particular,

Equation (A.4)

Since $\tilde{B}\big(\pm \frac{{\rm i}}{2}\big)$ are finite, it follows that $B\big(\frac{{\rm i}}{2}\big)$ is also finite, and

Equation (A.5)

plus less singular terms.

The fact (A.5) suggests that $|\lambda _{1}^{{\rm naive}} , \lambda _{2}^{{\rm naive}} \rangle = B\big(\frac{{\rm i}}{2} +\epsilon \big)\, B\big(-\frac{{\rm i}}{2} +\epsilon \big) |0\rangle$ should be similarly divergent for epsilon → 0. However, we shall now argue that this vector is in fact finite. In view of (A.4), it suffices to show that9

Equation (A.6)

To this end, we proceed by induction. The behavior (A.6) can be easily verified explicitly for N = 4 using Mathematica. We observe from (A.2) that the monodromy matrices for N − 1 and N sites are related by

Equation (A.7)

which implies that

Equation (A.8)

where

Equation (A.9)

In particular,

Equation (A.10)

It follows that

Equation (A.11)

for λ1, λ2 arbitrary.

We now set $\lambda _{1} = \lambda _{1}^{{\rm naive}} = \frac{{\rm i}}{2} + \epsilon$ and $\lambda _{2} = \lambda _{2}^{{\rm naive}} = -\frac{{\rm i}}{2} + \epsilon$, and we consider the four terms on the rhs of (A.11), starting with the first: by the induction hypothesis,

Equation (A.12)

Moreover, it is easy to see that

Equation (A.13)

Hence, the first term on the rhs of (A.11) is of order epsilonN.

The fourth term on the rhs of (A.11) is zero because

Equation (A.14)

Using the exchange relation [1]

Equation (A.15)

in the third term, we see that the second and third terms on the rhs of (A.11) combine to give

Equation (A.16)

The first line of (A.16) gives a vanishing contribution because

Equation (A.17)

The second line of (A.16) is of order epsilonN, since

Equation (A.18)

and

Equation (A.19)

In short, we have shown that

Equation (A.20)

which concludes the inductive proof of our claim (A.6).

Footnotes

  • While the divergence of the energy is obvious, the divergence of the Bethe vector is a consequence of our non-standard conventions, which we specify in section 2 below. In the standard conventions, the Bethe vector would instead be null.

  • Difficulties with constructing the eigenvector corresponding to the Bethe roots $\pm \frac{{\rm i}}{2}$ were already noted in [3, 4].

  • For any even N, the Bethe vector corresponding to the two-string $\pm \frac{{\rm i}}{2}$ can be expressed as [5]

    Equation (8)

    One can easily verify that for N = 4 this vector is indeed proportional to (9).

  • Such higher-order corrections of singular Bethe roots were already noted in equation (3.4) of [6] and studied further in [7].

  • The fact that $B(\lambda _{2}^{{\rm naive}})$ has matrix elements of order $\frac{1}{\epsilon ^{N}}$ suggests that $|\lambda _{1}^{{\rm naive}} , \lambda _{2}^{{\rm naive}} \rangle \sim \frac{1}{\epsilon ^{N}}$. However, as shown in the appendix, this vector is finite for epsilon → 0.

  • It was claimed in [4] that the Bethe ansatz fails for this case.

  • For N = 5, the Clebsch–Gordan theorem implies that there are five highest-weight eigenvectors with $s=\frac{1}{2}$; and we have explicitly verified that all of these eigenvectors can be constructed with Bethe roots other than $\pm \frac{{\rm i}}{2}$, thereby directly proving that the solution $\pm \frac{{\rm i}}{2}$ must be discarded.

  • The number of singular states of the XXZ chain are estimated in [12].

  • The result (A.6) implies, as already noted, that this vector is null in the limit epsilon → 0.

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10.1088/1751-8113/46/32/325002