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Antibacterial activity, thermal stability and ab initio study of copolymer containing sulfobetaine and carboxybetaine groups

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Published 16 October 2017 © 2017 IOP Publishing Ltd
, , Citation Nazia Tarannum et al 2017 Mater. Res. Express 4 105304 DOI 10.1088/2053-1591/aa8a18

2053-1591/4/10/105304

Abstract

Here, we have explored the antibacterial activity, thermal stability and theoretical study of two copolymers that contain sulfobetaine and carboetaine moiety. Copolymers were synthesized based on Schiff base chemistry with generation of zwitterionic centres by nucleophilic addition of sultone/lactone. To predict and confirm the molecular structure of zwitterionic polyelectrolyte molecule, the theoretical study of structural features and other thermodynamic characteristics of copolymer constituents was obtained by ab initio calculations. Various parameters such as geometry optimization, energy calculations, frequency calculations and intrinsic reaction coefficient (IRC) are simulated using Hartree Fock (HF) method. The geometry optimizations are analyzed at HF/3-21 G default level of theory. The vibrational frequency is calculated via density functional theory (DFT)/B3LYP 6-31G*(d) level whose values are in accord with the experimental observed frequency. Both copolymers have been successfully assessed for antibacterial activity against Staphylococcus aureus and Pseudomonas aeuroginosa bacterial strains by disc diffusion method. The antibacterial study helped in evaluating zone of inhibition, minimum inhibitory concentration and minimum bactericidal concentration. Sulfobetaine copolymer is found to be more effective in curtailing the infection caused by bacteria as compared to carbobetaine.

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1. Introduction

The attachment of bacteria to biologically and commercially significant material causes considerable inflammation and infection in biomedical implants, postoperative infection of medical implants causing subsequent implant failure annoying the clinical practitioners. Medical implants and coatings generally consist of polymeric framework. Antibacterial macromolecule (bactericidal and bacteriostatic) study has recently generated a new field of utilization for polymeric materials. Tashiro et al [1] have presented a detailed account of macromolecules showing antibacterial activity and macromolecules adsorbing bacteria. These goals were achieved by various means like adherance of iodine to quaternary ammonium salts, antibiotic or antibacterial groups attached to macromolecular substances, as well as polymeric derivatives synthesized with biguanide groups, phosphonium salts, sulphonium salts, quaternary ammonium salts/pyridinium salts and other antibacterial groups [1]. Sulfobetaine copolymers were extensively studied for antibioadherent applications by Lowe et al [2], while another close analogue phosphobetaine-based copolymer coatings were also found to be non-thrombogenic [3]. Other studies have shown that polymers incorporating phosphorylcholine- based monomers may also be used to improve the biocompatibility of ocular devices by reducing adhesion of microorganisms and eukaryotic cells [49]. Materials with antibioadherent coatings have found extensive applications in various industries like packaging materials or filters used in air-conditioning systems including biomedical devices, etc [1012].

Polyimines or poly-schiff bases possess potent engineering aspects like optoelectronic, electronic, liquid crystalline behaviour, high thermal stability and good mechanical strength whereas few of them show mesophases on heating [1324]. Polybetaines having imminium (C=N) centres show properties of imine as well as charged groups along the polymer chain. Polysulfobetaines and polycarbobetaines have sulfo and carbo analogues as the negatively charged moiety and imminium as the positively charged moiety along the chain. High thermal stability and mechanical strength of imines, and biomimetic behaviour of poly(sulfobetaine)s and poly(carbobetaine)s may put these materials to industrial and technological applications. The few applications to mention for polybetaines are drilling-mud additive [25], drag reduction [26], in wastewater water treatment [27, 28], chelation of trace metals [29], and biomaterial of nonthrombogenic origin [30] and antibacterial activity [2].

Ab initio quantum chemistry is established as an approach for computing physical parameters for geometry optimization, molecular structure, vibrational frequencies and energies involved in chemical reactions. The calculation and analysis of vibrational frequencies via DFT is a promising tool for calculating vibrational spectra of large molecules. The computation of vibrational frequencies for organic molecules and complexes has been achieved with HF, Mollar-Plesset 2 (MP2) and DFT methods [3134]. DFT methods compute and predict molecular structures, vibrational frequencies and infrared intensities efficiently even for the aromatic molecules while MP2 and HF methods lack accuracy of results [3537]. The computational methods are powerful complement to experimental methods for describing molecular structure and properties.

In view of the potential biomedical applications of such macromolecular material, here, the sulfobetaine and carbobetaine analogues of polyimine, synthesized in our laboratory [38] have been studied for their antibacterial activity against S. aureus (ATCC 25923) (Gram positive) and Pseudomonas aeuroginosa (ATCC 27853) (Gram negative) bacterial strains. Ab initio HF and DFT calculations are also carried out to predict and follow molecular structures of zwitterionic polyelectrolyte molecules with their thermal degradation pattern analyses.

2. Materials and methods

2.1. Reagents

Dimethyl sulfoxide (DMSO) is used as a reference in antibacterial study procured from Loba Chemie, Mumbai, India. Bacterial strains have been obtained from Department of Zoology, Banaras Hindu University, Varanasi, India.

2.2. Equipment

Thermogravimetric analyses and differential scanning calorimetry (TGA/DTA and DSC) were performed using Perkin Elmer, Diamond TGA/DTA at 10.00 °C min−1.

2.3. Computational method

All computer simulations have been performed using Gauss 09 software [39]. Various parameters such as geometry optimization, energy calculations, frequency calculations, intrinsic reaction coefficient (IRC) were simulated using HF method. The geometry optimization of the compounds has been performed at HF/3-21 G default level of theory. The frequency calculations were performed via (DFT)/B3LYP 6-31G*(d) level.

2.4. Synthesis of poly(betaine)s

The synthesis of carbo and sulfo derivatives of polyimine: Poly (N-phenylene N'imino pentyl) imminium propane sulfonate (PGS), Poly (N-phenylene N'imino pentyl) imminium butane carboxylate (PGC) are carried out by following the same procedure as reported earlier [38]. Equimolar solutions of each p-phenylene diamine and glutaraldehyde (5 mmol) in DMF were refluxed at 80 °C for 1 h. Then 15 mmol of 1,3-propane sultone/ϒ-butyrolactone were added to the mixture and refluxed at 60 °C for 3 h to obtain the respective sulfobetaine and carbobetaine derivatives.

2.5. Determination of antibacterial property of poly(betaine)s

The antibacterial property of synthesized sulfo and carbo derivatives PGS and PGC has been studied. DMSO is used as a reference. The synthesized polymers were screened for antibacterial property against S. aureus (ATCC 25923) and P. aeuroginosa (ATCC 27853) bacterial strains by disc diffusion method and zone of inhibition of the two compounds were compared. The sterilized agar plates were prepared and standard inoculums was introduced on the surface. The filter paper disc of 6.25 mm diameter was sterilized at 140 °C for an hour. The sterile discs were soaked in known concentration of test compounds (suspension of 100 mg ml−1 in DMSO) and positioned in agar medium. The inverted plates were incubated for 24 h at 37 °C. All the measurements were done in triplicate. MIC (minimum inhibitory concentration) and MBC (minimum bactericidal concentration) were analyzed by broth dilution method.

3. Results and discussion

3.1. Synthesis and characterization

Synthesis of zwitterionic polymers is carried out here in anticipation of purposeful modification of the properties of their constituents and preparation of novel polymer materials with desired behaviour. Sulfobetaine and carbobetaine polymers are synthetically cheaper than phosphobetaine analogues and also easier to prepare. P-phenylene diamine reacts with dialdehyde to form poly-Schiff base where the nitrogen centres of imine groups are quaternized by sulfoalkylating agent 1,3 propane sultone or carboxylating agent ϒ-butyrolactone to give respective PGS and PGC as mentioned. The basic characterization of the two compounds is established elsewhere [38]. Sulfobetaine and carbobetaine polyelectrolytes were found to be highly blood-compatible or in general biocompatible, hence these could be better candidates for use as biocompatible materials [4042].

3.2. Molecular modelling

The optimized geometries of PGS and PGC are shown in figure 1. The degrees of freedom of PGC and PGS have been found 117 and 114 respectively. Both the systems belong to C1 point group crystal structure.

Figure 1.

Figure 1. Optimized geometries of (a) Poly(N-phenylene N'imino pentyl)imminium propane sulfonate (PGS) (b) Poly(N-phenyleneN'imino pentyl)imminium butane carboxylate (PGC).

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Thermodynamic parameters for PGC and PGS were computed based on statistical thermodynamics at room temperature. Here all thermodynamic parameters are computed by considering a monomeric unit of the polymer. Computed thermodynamic parameters (self consistent field (SCF) energy, heat capacity, zero point vibrational energy, entropy, enthalpy, Gibbs free energy, activation energy Ea and dipole moments) are given in table 1.

Table 1. Physical parameters of polymers PGS and PGC.

Parameters PGS PGC
Total energy (a.u) −1340.09 −907.79
Zero point vibrational energy (Kcal mol−1) 218.75 224.59
Rotational constant (GHz) 0.3718 0.6472
0.0897 0.1213
0.0747 0.1094
Heat capacity (cal/mono mol/K) 47.36 70.92
Entropy (cal/mono mol/K) 110.81 140.71
Enthalpy (Kcal mono mol−1) 814.75 832.86
Gibbs free energy (Kcal mono mol−1) 781.73 790.28
Activation energy (Kcal mol−1) 169.42 149.91
Dipole moment (debye) 23.71 16.31

The computed dipole moments of PGC and PGS are 16.31D and 23.71D, respectively. High values of dipole moments of both monomeric molecules exhibit the nature of zwitterionic molecules while delocalization of charge centres over carboxyl group lessens the dipole moment to a lower value than sulfo analogue. The computed value of SCF energy of PGS and PGC are  −1340.97 hartree and 907.79 hartree, respectively. Similarly, computed zero point vibrational energies of PGS and PGC are found to be 218.75 kcal monomol−1 and 224.59 kcal monomol−1 and corresponding vibrational frequencies are also computed (table 2). These frequencies are comparable to reported values in experimental FTIR data for monomeric units [38]. Using DFT method, computed vibrational frequencies for larger molecules were found to be closer to experimental data proving the efficacy of DFT method over HF; heat capacity of PGC is much higher (70.92 cal/monomol/K) than that of PGS (47.36 cal/monomol/K); similarly entropy calculated for PGS is 110.81 cal/monomol/K and that for PGC is slightly higher (140.71 cal/monomol/K; PGC shows enthalpy of 832.86 Kcal monomol−1 whereas PGS has 814.75 Kcal monomol−1; Gibbs free energy for PGS is 781.73 Kcal monomol−1 and for PGS it is slightly higher (790.28 kcal monomol−1). Activation energy Ea for the PGS monomer unit (169.42 kcal monomol−1) is higher than PGC monomer unit (149.91 kcal monomol−1).

Table 2. (a) The comparative vibrational frequency data of PGS with DFT method (b) the comparative vibrational frequency data of PGC with DFT method.

DFT B3LYP,6-31G* (d) (cm−1) Experimetal (cm−1) Characteristic Stretch
(a)
3798 3795 NH stretch(asym)
3689 3684 NH stretch(sym)
3360 3362 CH stretch of CHO
3089 3091 Ar CH stretch
2927 2925 S=O stretch
1616 1612 C=N stretch
1607 1605
1035 1038 Sulfonate group stretch
(b)
3655 3658 NH Stretch(Asymm)
NH Stretch (Sym)
2893 2895 CH Stretch of aldehyde
3007 2895 CH Stretch(asym)
2893 CH Stretch(sym)
1830 1835 C=O Stretch CHO
1695 1700 NH asym deformation
1526 1528 C=N stretch
1665 1662 Ar C=C Stretch
1033 1035 C–O Stretch
1020
1311 1308 Carboxylate anion

3.3. Thermal analysis

The experimental thermal analysis data of PGS and PGC (reported earlier in [38]) are reproduced here in order to correlate the antibacterial activities shown by polymers. From thermal analysis data, it can be concluded that polysulfobetaine PGS is more resistant to temperature than polycarboxybetaine PGC. Strong hydrophilic nature of imino carbobetaine is evident by loss of 70% water held by it to its original mass and this loss of water is an endothermic process. The carboxyl group itself may be responsible for binding water molecules and the other may be the entrapment of polar water molecules between the chains of polymer in the lamellar structure of the polybetaine [38]. DFT data shows higher values of entropy and enthalpy of PGC thereby suggesting loss of carbo group at lower temperature as compared to PGS. Further to be added higher is total energy predicted by DFT that supports the thermal analysis of the two compounds under study. The exact polymeric chain degradation pattern of such compounds are not certain but the probable mechanism is the loss of quaternized sulfopropyl imminium centres by Hoffman elimination of β-hydrogen [38, 43, 44] and thereby eliminating CH2=CH–CH2$\text{SO}_{3}^{-}$ group in PGS and CH2=CH–CH2–COO in PGC leaving behind the neutral polyimine chain which are quite resistant to thermal degradation, thus leaving behind some residual mass even after  >800 °C. The probable mechanisms are shown in figure 2.

Figure 2.

Figure 2. Hoffmann degradation pattern of polysulfobetaine (PGS) and polycarbobetaine (PGC).

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3.4. Antibacterial studies

Figure 3(a) shows zone inhibition of PGS for S. aureus and P. aeuroginosa which is found to be 10  ±  1.15 mm for both whereas in case of PGC it is found to be 9  ±  0.58 mm and 10  ±  0.58 mm, respectively. The molecular weight of PGS polymeric chain is higher than PGC, therefore on comparing the zone of inhibition of the two, the difference of chain length between different polymers may be considered as the polymer with higher molecular weight that may diffuse slowly in agar. The evaluation of MIC and MBC helps in determining the antibiotic efficiency of the synthesized materials. The growth of S. aureus and P. aeuroginosa are inhibited in the presence of PGS and PGC at every serial dilution viz., 50 mg ml−1, 25 mg ml−1, 12.5 mg ml−1, 6.25 mg ml−1, 3.12 mg ml−1 and 1.56 mg ml−1 in broth culture. After prolonged incubation of more than 48 h, very small vegetative growth is seen at concentration of 3.125 mg ml−1. Further, at a very low concentration of 1.56 mg ml−1, good vegetative growth is seen in broth culture. The minimum concentration of the polymer required to inhibit both kinds of bacterial growth is 1.56 µg ml−1 for PGC and PGS. Minimum concentration to completely kill the bacteria for PGS is 6.25 µg ml−1 whereas MBC for PGC is 12.50 µg ml−1. Results suggest that both polymers confirm broad spectrum antibacterial activity and PGS is more effective towards killing bacteria at lower concentration as compared to PGC. MBC is four-fold higher than the corresponding MIC result in case of PGS whereas MBC is eight-fold higher than the corresponding MIC in case of PGC. In various studies of zwitterionic materials for their antibacterial or antibioadherent studies, it is observed that there is a difference in the adhesion of bacteria to these materials. It is also propounded that this difference in adhesion mechanism may depend on surface charges of organisms as well as the ability of zwitterionic head groups to bind water which will produce different extent of hydration of the surface. As data suggest, carbobetaine (PGC) was much more hydrophilic than PGS, which could be correlated to higher MBC and MIC shown by PGC in comparison to PGS.

Figure 3.

Figure 3. (a) Antibacterial activity (zone inhibition) of PGS against P. aeuroginosa and S. aureus (b) antibacterial activity (zone inhibition) of PGC P. aeuroginosa and S. aureus.

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Sulfobetaine headgroup is found to contain only eight water molecules per sulfobetaine group reported somewhere else [45]. In another study, Kitano et al have observed that zwitterionic materials in general and caroxybetaines in particular, disturbed the native hydrogen-bonded structure the least, in comparison to the other polycationic or polyanionic systems [40]. Hence, the antibacterial activity of zwitterionic materials would be governed by extent of hydrophilicity, orientation and arrangement of water molecules around zwitterionic headgroups, as well as on surface charge of polymeric material as well of organism under study. Additionally, antibacterial studies of various charged materials have been propounded to be caused by electrostatic interactions between the organism cell surface and the charged polymeric material, so more the electrostatic interaction, the more antibacterial activity. PGS, in general has higher chain length (n  =  27) as determined by conductometric titration [38] than PGC (n  =  22), thus longer chain length will offer more zwitterionic head groups to enhance the electrostatic interactions, thus justifying lower MIC and MBC for PGS. Further, this experimental data could be supported by DFT study showing high dipole moment of PGS and PGC. Moreover imine groups have shown good antibacterial property in literature [4648].

4. Conclusion

Copolymers consisting of sulfobetaine or carbobetaine moieties were successfully studied by ab initio calculations based on HF and DFT to envisage and follow their molecular structures. Dipole moments of both monomers are found to be high in which PGS exhibits more polarizibility comparably. From thermal degradation patterns study, it is found that PGS is more stable however PGC is more hydrophilic in nature. DFT study suggests that enthalpy, entropy and Gibbs free energy values are lower in case of PGS than PGC. Antibacterial activity data suggests that both the polymers show broad spectrum antibacterial activity in which PGS is more effective towards killing bacteria at lower concentration than PGC. PGS with higher chain length, more electrostatic interaction and high dipole moment have lower MIC and MBC values as compared to PGC.

Acknowledgment

The authors would like to acknowledge Department of Zoology, Banaras Hindu University, Varanasi for carrying out the antibacterial activity of the synthesized compounds.

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10.1088/2053-1591/aa8a18